Financial Compliance Analyst Consultant
My Talent Partners
Full-time
On-site
Bellevue, Washington, United States
$50 - $75 USD hourly
My Talent Partners is a searching for a contract compliance analyst.
Location: Hybrid/ Bellevue
Company: Ultra-High-Net-Worth Investment and Venture Capital Group
Timeframe: Six Months (April-September)
Experience: Associate (five years average)
Pay: Range $55-$75 per hour
Summary:
A top-rated Bellevue financial firm is looking for a Financial Compliance Analyst though mid-September. This person should have experience with SEC regulations.
Required Skills with Five years' experience:
Regulatory Compliance & Monitoring:
• Monitor daily compliance activities, including trade surveillance, conflicts of interest, and personal trading activities.
• Assist in ensuring the firm adheres to SEC regulations and internal policies.
• Assist in the preparation and filing of regulatory filings and other reports as required.
Compliance Audits and Exams:
◦ Assist with internal audits, risk assessments, and compliance reviews.
◦ Coordinate with legal and compliance teams to respond to any regulatory inquiries or requests.
Candidates with experience at financial firm required. Please apply for next steps.